By Michelle Malkin
Section 342: Create and staff Office of Minority and Women Inclusion (pending reprogramming approval by appropriators)
Section 911: Create new Investor Advisory Committee (pending appointment of Investor Advocate)
Sections 915 and 919D: Create and staff Office of Investor Advocate (pending reprogramming approval by appropriators)
Section 919: Issue rules, as the Commission deems appropriate, designating documents or information that must be provided by a broker or dealer to a retail investor before the purchase of an investment product or service
Section 921: Issue rules, as the Commission deems appropriate, addressing agreements that require customers or clients of any broker, dealer or investment adviser to arbitrate disputes arising under the Federal securities laws
Section 932: Create and staff Office of Credit Ratings (pending reprogramming approval by appropriators)
Section 979: Create and staff Office of Municipal Securities (pending reprogramming approval by appropriators)
Section 967: Report to Congress describing actions to implement the regulatory and administrative recommendations contained in the independent consultant’s report on the SEC’s organization.
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